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Neptune is an independent and privately owned investment management company, founded in 2002 by Robin Geffen.
We offer a wide selection of funds, with a range of options suitable for institutional investors. Our approach to investing is hands-on, conducting our own fundamental research and only investing in companies where we have strong conviction in their prospects, based on our outlook for their overall industry within the global economy.
We understand that institutional investors have very specific needs that require sophisticated solutions. We also appreciate that within the institutional marketplace, service is just as important as performance. Owing to our boutique culture, we are afforded a degree of flexibility which enables us to maintain a personal level of service, ensuring that clients want to invest in our products and maintain a relationship long into the future.
Neptune Investment Management believes that equity ownership rights and responsibilities are important rights of shareholders and reasonable care and diligence must be applied to ensure that such rights are exercised properly and in a timely manner.
This belief is consistent with Neptune’s overall investment approach which not only aims to seek out companies with strong investment potential but also with high standards of corporate governance and responsibility.
Neptune’s approach and the importance it places on shareholder rights supports the aims and principles of the UK Stewardship Code which was adopted by the Financial Reporting Council (FRC) on 2 July 2010 and was incorporated into the Financial Conduct Authority (FCA) Handbook with an effective date of 6 December 2010. We have implemented the Code with the aim of applying a consistent approach on stewardship to all companies that we invest in on behalf of our clients. This policy has been updated in accordance with the revised Stewardship Code as published in October 2012 and will be reviewed on an annual basis.
Neptune Stewardship Code Statement
If you need to make a complaint about any element of the product or service you have received from Neptune, please write to the Complaints Department, Neptune Investment Management Limited, PO Box 9004, Chelmsford CM99 2WR. A copy of our complaints procedure is available from us on request. If you are still unsatisfied following our review of the complaint, you also have the right to refer your complaint directly to the Financial Ombudsman Service at South Quay Plaza, 183 Marsh Wall, London E14 9SR. If we are unable to meet any of our obligations to you, you may be entitled to compensation under the Financial Services Compensation Scheme. A statement detailing your rights to compensation is available on request.
Tel 0800 023 4567
Email [email protected]
Website www.financial-ombudsman.org.uk
Our real world research focuses on questions where differences of interpretation by investors are large. We believe that strong outperformance can be achieved by correctly interpreting changes in the real world, from industry disruption through to individual company strategies.
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